Page 11 - 《期货和衍生品行业监管动态》（2022年合集）

期货和衍生品行业监管动态

14. 英国金融监管机构关于对制裁和加密资产行业的联合声明（英国金融行为监管局
2022 年 3 月 11 日）....................................................................................................................... 30

Joint Statement from UK Financial Regulatory Authorities on Sanctions and the

Cryptoasset Sector（FCA 2022/3/11）........................................................................................ 34

境外资讯——中国香港.................................................................................................................. 39

15. 致持牌法团的通函——管理商业电邮诈骗案的风险 （香港证监会 2022 年 3 月 24

日）...................................................................................................................................................39

Circular to licensed corporations - Managing the risks of business email compromise

（SFC 2022/3/24）..........................................................................................................................42

境内资讯.......................................................................................................................................... 46

 法律与监管 Laws and Regulations................................................................................. 46

1. 中国证监会就《关于证券违法行为人财产优先用于承担民事赔偿责任有关事项的规

定(草案)》公开征求意见（2022 年 3 月 11 日）........................................................................46

The China Securities Regulatory Commission (“CSRC”) Seeks Public Opinion on The

Provisions on Matters Concerning the Preferential Use of Securities Law Violators'

Property for Bearing Civil Compensation Liability (Draft)（2022/3/11）..............................46

2. 中国人民银行批准两家金融控股公司设立许可（2022 年 3 月 17 日）..................... 47

The People’s Bank of China (PBC) Approves Establishment of Two Financial Holding

Companies （2022/3/17）.............................................................................................................47

3. 深入推进公募 REITs 试点 进一步促进投融资良性循环（中国证监会 2022 年 3 月

18 日）..............................................................................................................................................48

Deepening the Promotion of Pilot Public-funded Real Estate Investment Trust (REITs)

Further Promoting a Healthy Cycle of Investment and Financing（CSRC 2022/3/18）...... 48

 交易所 Exchange...............................................................................................................49

4. 上海期货交易所关于发布《上海期货交易所商品互换结算业务指引》的通知........ 49

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