Page 26 - 期货和衍生品行业监管动态（2023年2月）
P. 26
期货和衍生品行业监管动态
the weekly Commitments of Traders (CoT) report that normally would have been
published on Friday, February 17, will be postponed.
“CFTC staff intends to resume publishing the CoT report as early as Friday,
February 24, 2023. Staff will begin with the CoT report that was originally scheduled
to be published on Friday, February 3, 2023. Thereafter, staff intends to sequentially
issue the missed CoT reports in an expedited manner, subject to reporting firms
submitting accurate and complete data. Staff anticipates that, pending the timely,
accurate and complete submission of backlogged data by reporting firms to the CFTC,
these missed CoT reports will be published by mid-March. After that, CoT report
publication will resume its usual weekly schedule.”
https://www.cftc.gov/PressRoom/PressReleases/8662-23
7. 美国商品期货交易委员会为互换交易的记录保存和报告指定唯一产品识别码
（2023 年 2 月 16 日）
美国商品期货交易委员会（CFTC）发布行政令，指定用于互换记录保存和
报告的唯一产品识别码和产品分类制度。
CFTC 已确定，衍生品服务局（DSB）发布的信用、股票、外汇和利率资产
类别互换的唯一产品识别码（UPIs）符合 CFTC 对 UPI 和产品分类制度的要求。
根据该行政令，CFTC 将 2024 年 1 月 29 日设定为注册实体和互换交易对手
方使用 DSB 发布的信用、股票、外汇和利率资产类别互换的唯一产品识别码的
合规日期，以符合 CFTC 某些互换交易记录保存和报告要求。
如该行政令所述，CFTC 预计，唯一产品识别码的使用将提高互换市场透明
度，使 CFTC 能够履行其监管职责，并协助互换交易和定价数据的实时公开报告。
CFTC 市场监督部主任 Vince McGonagle 表示：“该行政令是 CFTC 长期以
来努力使 CFTC 监管规定所要求报告的互换数据要素与其他司法管辖区监管机
构要求报告的互换数据要素相协调和统一的又一重要里程碑。”
14
