Page 71 - 期货和衍生品行业监管动态（2022年12月）

期货和衍生品行业监管动态

 being tough at the gateway to prevent firms that could cause harm from
entering the market, with one in five firms rejected for authorisation

 placing twice as many restrictions on firms to prevent them from promoting

or selling certain products and services

 using emergency powers to prevent financial advice firms, who advised

members of the British Steel Pension Scheme (BSPS), from disposing of

assets to avoid paying compensation.

https://www.fca.org.uk/news/press-releases/fca-announces-next-steps-improving-com

pensation-framework

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