Page 9 - 期货和衍生品行业监管动态（2022年11月）
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期货和衍生品行业监管动态
施来控制食品和住房价格问题的答复（2022 年 11 月 9 日）......................................... 42
Reply to Parliamentary Question on the Need for More Monetary Policy
Tightening and Targeted Measures to Rein in Food and Accommodation Prices
(2022/11/9).............................................................................................................................. 43
20. 新加坡金融管理局关于新加坡金融行业脆弱性程度问题的答复（2022 年 11 月
7 日）...................................................................................................................................... 45
Reply to Parliamentary Question on extent of vulnerability of the financial sector
in Singapore (2022/11/7)........................................................................................................46
21. 英国与新加坡深化在金融科技领域的合作并加强金融合作（2022 年 11 月 25
日）......................................................................................................................................... 47
UK and Singapore Deepen Collaboration in FinTech and Strengthen Financial
Cooperation (2022/11/25)......................................................................................................50
境外资讯——中国香港 ............................................................................................55
22. 香港证监会谴责 Swiss-Asia Asset Management (HK) Limited 违反监管规定并
处以罚款 300 万元（2022 年 11 月 8 日）..........................................................................55
SFC Reprimands and Fines Swiss-Asia Asset Management (HK) Limited $3
Million for Regulatory Breaches (2022/11/8)......................................................................56
23. 香港证监会发表有关持仓限额制度的征求意见反馈总结并建议作出进一步修
订（2022 年 11 月 22 日）....................................................................................................58
SFC Concludes Consultation on the Position Limit Regime and Proposes Further
Changes (2022/11/22).............................................................................................................59
24. 香港证监会与中国证监会举行高层执法合作会议（2022 年 11 月 25 日）....61
SFC and CSRC Hold High-level Enforcement Cooperation Meeting (2022/11/25)62
25. 香港证监会就期货交易活动的风险管理指引征求意见（2022 年 11 月 25 日）... 64
SFC Consults on Risk Management Guidelines for Futures Dealing Activities
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