Page 76 - 期货和衍生品行业监管动态（2022年11月）

期货和衍生品行业监管动态

In addition to briefings on recent enforcement outcomes and cooperation, the
SFC and the CSRC reached consensus on the following aspects at the meeting:

 Recognised the smooth and efficient operation of the regular, multi-level

and all-round cross-boundary enforcement cooperation and exchange mechanism

between the two enforcement units;

 Appreciation for the full mutual assistance on investigations and the

highest priority attached to major and urgent cases;

 Acknowledged the exchange programme, which has been established for

more than 10 years, as an important channel for investigators to understand each

other’s enforcement system and provide efficient mutual assistance, while the

joint training programme serves as a solid foundation for continuously enhancing
the quality of enforcement cooperation;

 Continuous and efficient cooperation on the working-level to study and

resolve specific issues encountered in enforcement cooperation; and

 Recognise the need to further explore room for enforcement cooperation

and efficiency enhancement on the basis of maintaining and refining the existing

cooperation mechanism in facing new challenges and opportunities along with

the deepening of the mutual access between the Hong Kong and the Mainland

capital markets.

s
The SFC’ Executive Director of Enforcement, Mr Christopher Wilson, said: “I
am very pleased to meet and getting to know colleagues from the CSRC. I also look

forward to enhancing our close enforcement cooperation in breadth and depth and

start a fresh chapter of our collaboration”.

https://apps.sfc.hk/edistributionWeb/gateway/EN/news-and-announcements/news/doc?
refNo=22PR100

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