Page 69 - 期货和衍生品行业监管动态(2022年10月)
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期货和衍生品行业监管动态




                   stability. We will continue developing, maintaining and streamlining the Single
                   Rulebook and supporting the common EU’s voice in the international regulatory and

                   supervisory discussions.


                        Strengthening supervision of EU financial markets – ESMA’s and the national

                   competent authorities’ (NCAs) activities are complementary and work to strengthen

                   supervision across the EU single market. In the Strategy, ESMA highlights the

                   ambition to achieve a common EU supervisory culture, risk prioritisation, and the

                   convergence of supervision approaches and outcomes.


                        Enhancing protection of retail investors – ESMA and the NCAs will do all they

                   can to ensure that investors are effectively protected, with a particular focus on retail

                   investors. In addition, in the Strategy, we put forward actions related to investor

                   engagement and effective information and disclosure.


                        Enabling sustainable finance – By embedding sustainability in all its activities,
                   ESMA will support the transition to a more sustainable economic and financial

                   system. The priorities from the Sustainable Finance Roadmap go hand in hand with

                   the paths mentioned in the Strategy, namely: effectiveness and integrity of ESG

                   information, an improved ESG regulatory framework and supervision, and a

                   recognition of the role of retail investors in financing the transition to a greener

                   economy.


                        Facilitating technological innovation and effective use of data - ESMA will

                   endeavour to ensure that financial regulation does not hinder innovation, while

                   maintaining a level playing field between emerging players and products and more

                   traditional ones. ESMA’s focus will be on assessing the impact of technologies used

                   in financial markets on the existing regulatory framework and implementation of the

                   upcoming EU legislation in this space.


                        ESMA will further strengthen its role as data and information hub in the EU and
                   contribute to extending the effective use of data in financial market supervision.






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