Page 69 - 期货和衍生品行业监管动态(2022年10月)
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期货和衍生品行业监管动态
stability. We will continue developing, maintaining and streamlining the Single
Rulebook and supporting the common EU’s voice in the international regulatory and
supervisory discussions.
Strengthening supervision of EU financial markets – ESMA’s and the national
competent authorities’ (NCAs) activities are complementary and work to strengthen
supervision across the EU single market. In the Strategy, ESMA highlights the
ambition to achieve a common EU supervisory culture, risk prioritisation, and the
convergence of supervision approaches and outcomes.
Enhancing protection of retail investors – ESMA and the NCAs will do all they
can to ensure that investors are effectively protected, with a particular focus on retail
investors. In addition, in the Strategy, we put forward actions related to investor
engagement and effective information and disclosure.
Enabling sustainable finance – By embedding sustainability in all its activities,
ESMA will support the transition to a more sustainable economic and financial
system. The priorities from the Sustainable Finance Roadmap go hand in hand with
the paths mentioned in the Strategy, namely: effectiveness and integrity of ESG
information, an improved ESG regulatory framework and supervision, and a
recognition of the role of retail investors in financing the transition to a greener
economy.
Facilitating technological innovation and effective use of data - ESMA will
endeavour to ensure that financial regulation does not hinder innovation, while
maintaining a level playing field between emerging players and products and more
traditional ones. ESMA’s focus will be on assessing the impact of technologies used
in financial markets on the existing regulatory framework and implementation of the
upcoming EU legislation in this space.
ESMA will further strengthen its role as data and information hub in the EU and
contribute to extending the effective use of data in financial market supervision.
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