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期货和衍生品行业监管动态
central counterparties (TC CCPs) to include the Shanghai Clearing House and
Dubai Clear.
On 27 September, ESMA recognised Shanghai Clearing House, from the
People’s Republic of China, and Dubai Clear, from the United Arab Emirates (UAE),
as TC CCPs under Article 25 of the European Market Infrastructure Regulation
(EMIR).
The recognition of Shanghai Clearing House as a third-country CCP follows the
adoption of a decision on the equivalence of the regulatory framework of the People’s
Republic of China for central counterparties with EMIR requirements on 22 June
2022. An equivalence decision with respect to the UAE and a Memorandum of
Understanding between the ‘Securities and Commodities Authority’ and ESMA were
already in place since December 2016 and February 2017 respectively.
https://www.esma.europa.eu/press-news/esma-news/esma-recognises-shanghai-cleari
ng-house-and-dubai-clear
19. 欧洲证券与市场管理局宣布未来五年的战略重点（2022 年 10 月 10 日）
欧洲证券与市场管理局（ESMA，欧盟证券市场的监管者）发布了其
2023-2028 年战略。在该战略中，ESMA 详细介绍了其长期重点事项以及将如何
运用其能力和工具箱来应对未来的挑战和发展。
ESMA 将专注于强化监管，加强对散户投资者的保护，促进有效市场和金融
稳定，支持可持续金融，以及促进技术创新和数据的有效利用。
ESMA 主席 Verena Ross 表示：
“我很高兴提出这雄心勃勃的战略，它将引导 ESMA 未来五年的发展方向。”
“ESMA 的战略考虑到了市场的快速变化和地缘政治的发展。这些既定的战
略目标对作为欧盟证券市场监管者的 ESMA 继续实现其加强投资者保护、促进
有序和稳定的金融市场的使命而言非常重要。”
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