Page 74 - 期货和衍生品行业监管动态（2022年10月）

期货和衍生品行业监管动态

ACER 和 ESMA 致力于促进对能源和金融衍生品批发市场的监督管理，支

持 NRAs 和 NCAs 对可能违反规则的行为进行有效执法，并协助欧盟委员会开展

工作。

22. ACER and ESMA Enhance Cooperation to Strengthen Oversight of Energy

and Energy Derivative Markets (2022/10/18)

The EU Agency for the Cooperation of Energy Regulators (ACER) and the

European Securities and Markets Authority (ESMA) are strengthening their

cooperation to further improve information exchange and avoid potential market

abuse in Europe’s spot and derivative markets.

The two EU agencies have a long-established cooperative relationship

considering the interlinkages between spot and derivative energy markets. One of the
fora where this cooperation takes place is the Energy Trading Enforcement Forum

(ETEF) where the energy National Regulatory Authorities (NRAs), the financial
National Competent Authorities (NCAs), ESMA and ACER discuss implementation

issues concerning market abuse rules and share their experience in relation to their

supervisory activity and enforcement actions to ensure consistency across the EU.

New joint ACER–ESMA Task Force

Market manipulation and its effects may occur across borders, between

electricity and gas markets and across financial and commodity markets, including in

emission allowances. Regulatory oversight of potential market abuse of the trading in

energy and financial products falls under two EU regulatory frameworks, namely the

EU Regulation on Wholesale Energy Market Integrity and Transparency (REMIT)

and the Market Abuse Regulation (MAR).

While leveraging existing cooperation tools, ACER and ESMA are establishing a

joint Task Force to reinforce their cooperation and enhance coordination in respect of
the exchange of data and knowledge among their staff and respective national

authorities.

64