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期货和衍生品行业监管动态
Services (2022/7/27)............................................................................................................... 27
15. 英国金融行为监管局严加监管向消费者进行的高风险投资营销行为（2022 年
8 月 1 日）.............................................................................................................................. 30
FCA Clamps Down on Marketing of High-risk Investments to
Consumers (2022/8/1)............................................................................................................31
16. 英国金融行为监管局确认新规则以改进对指定代表的监督（2022 年 8 月 3 日）
................................................................................................................................................. 33
FCA Confirms New Rules to Improve Oversight of Appointed Representatives
(2022/8/3)................................................................................................................................ 35
17. 英国金融行为监管局因花旗集团的国际经纪交易商未能发现市场滥用行为，
对其处以 1260 万英镑罚款（2022 年 8 月 19 日）........................................................... 37
FCA Fines Citigroup’s International Broker-dealer £12.6m for Failures Relating
to the Detection of Market Abuse (2022/8/19)....................................................................38
境外资讯——新加坡............................................................................................... 41
18. 新加坡金融管理局和印度国际金融服务中心管理局交换监管合作谅解备忘录
（2022 年 7 月 29 日）..........................................................................................................41
Monetary Authority of Singapore and the International Financial Services Centre
Authority Exchange Memorandum of Understanding on Supervisory Cooperation
(2022/7/29).............................................................................................................................. 41
境内资讯.................................................................................................................43
法律与监管 Laws and Regulations.................................................................... 43
1. 证监会、财政部联合发布《关于证券违法行为人财产优先用于承担民事赔偿责
任有关事项的规定》（2022 年 7 月 27 日）......................................................................43
China Securities Regulatory Commission and Ministry of Finance of the People’s
Republic of China Jointly Issue the Provisions on Matters Concerning the Preferential
Use of Securities Law Violators’ Property for Bearing Civil Compensation Liability
(2022/7/27).............................................................................................................................. 43
2. 证监会批准开展黄大豆 1 号、黄大豆 2 号和豆油期权交易（2022 年 7 月 29 日）
................................................................................................................................................. 44
China Securities Regulatory Commission Approves Dalian Commodity Exchange
3
