Page 8 - 期货和衍生品行业监管动态(2025年11月)
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期货和衍生品行业监管动态




                        (2025/11/17).............................................................................................................................28


                             14. 程序化交易成为金融与能源监管机构论坛核心议题(2025 年 11 月 28 日)29


                             Algorithmic Trading Tops The Agenda of The Financial and Energy Regulators’

                        Forum (2025/11/28)................................................................................................................29


                         境外资讯——英国................................................................................................................31


                             15. 英国金融行为监管局审查发现差价合约提供商未能向消费者提供公允价值

                        (2025 年 11 月 13 日)........................................................................................................ 31


                             FCA Review Finds CFD Providers May be Failing to Deliver Fair Value to

                        Consumers (2025/11/13)........................................................................................................32


                            16. 关于对监管失职进行法定调查并提交报告的政策声明(2025 年 11 月 14 日)


                            ......................................................................................................................................... 33


                             Statement of Policy on Statutory Investigations into Regulatory Failure and

                        Producing Reports (2025/11/14)...........................................................................................34


                             17. 英国金融行为监管局拟简化交易报告要求 预计每年为企业节省超 1 亿英镑


                        (2025 年 11 月 21 日)........................................................................................................ 35


                             FCA Transaction Reporting Proposals to Save Firms £100m a Year (2025/11/21)36


                         境外资讯——新加坡........................................................................................................... 38


                             18. 新加坡金融管理局关于内容创作者未经许可提供金融建议的问询的书面答复

                        (2025/11/4)......................................................................................................................... 38


                             Written Reply to Parliamentary Question on Content Creators Providing

                        Unlicensed Financial Advice (2025/11/4).............................................................................39


                             19. 新加坡金融管理局与英国金融行为监管局宣布建立金融领域人工智能合作伙

                        伴关系(2025 年 11 月 12 日)............................................................................................ 40





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