Page 10 - 期货和衍生品行业监管动态(2025年11月)
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期货和衍生品行业监管动态




                        Securities and Futures (Draft for Comments) (2025/11/28)................................................ 48


                             4. 中国证监会关于就《证券期货市场监督管理措施实施办法(征求意见稿)》公

                        开征求意见的通知(2025 年 11 月 28 日)........................................................................48


                             Notice of the China Securities Regulatory Commission on Soliciting Public

                        Opinions on the Rules for the Implementation of Regulatory Measures for the Securities

                        and Futures Markets (Draft for Comments) (2025/11/28)...................................................48


                          交易所 Exchange............................................................................................................48


                             5. 上海期货交易所关于修订《上海期货交易所国债作为保证金业务指引》的通知

                        (2025 年 11 月 4 日).......................................................................................................... 48


                             Notice of Shanghai Futures Exchange on Revising the Guidelines of the Shanghai

                        Futures Exchange on Posting Government Bonds as Margin Collaterals (2025/11/4).....49


                             6. 上海国际能源交易中心关于修订《上海国际能源交易中心国债作为保证金业务

                        指引》的通知(2025 年 11 月 4 日)..................................................................................49


                             Notice of Shanghai International Energy Exchange on Revising the Guidelines of


                        the Shanghai International Energy Exchange on Posting Government Bonds as Margin

                        Collaterals (2025/11/4)........................................................................................................... 49


                             7. 郑州商品交易所 2025 年 10 月自律监管统计信息(2025 年 11 月 5 日)....... 49


                             Zhengzhou Commodity Exchange Self-regulation Information in October 2025

                        (2025/11/5)...............................................................................................................................49


                             8. 大连商品交易所关于 2025 年 10 月异常和违规交易行为查处情况的通告(2025

                        年 11 月 5 日)....................................................................................................................... 49


                             Announcement of Dalian Commodity Exchange on the Investigation and

                        Penalties of Abnormal Trading Behaviors and Violations for October 2025

                        (2025/11/5)...............................................................................................................................49





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