Page 22 - 期货和衍生品行业监管动态（2025年8月）

期货和衍生品行业监管动态

情况的指定合约市场和衍生品清算机构的不行动函。

CFTC Staff Issues No-Action Letter Regarding Event Contracts (2025/8/7)

The Commodity Futures Trading Commission’s Division of Market Oversight

and the Division of Clearing and Risk today announced they have taken a no-action

position regarding swap data reporting and recordkeeping regulations for event

contracts in response to a request from the Railbird Exchange, LLC, a designated

contract market, and QC Clearing LLC, a derivatives clearing organization.

The divisions will not recommend the CFTC initiate an enforcement action

against either entity or their participants for failure to comply with certain

swap-related recordkeeping requirements and for failure to report to swap data

repositories data associated with binary option transactions and variable payout

contract transactions executed on or subject to the rules of Railbird and cleared

through QC Clearing, subject to the terms of the no-action letter.

The no-action letter applies only in narrow circumstances and is comparable to

no-action letters issued for other similarly situated designated contract markets and

derivatives clearing organizations.

https://www.cftc.gov/PressRoom/PressReleases/9106-25

7. 纽约居民因外汇欺诈计划被联邦法院判决要求支付超过 340 万美元（2025

年 8 月 12 日）

联邦法院还就被告对美国商品期货交易委员会（CFTC）进行诽谤和虚假指控并

威胁 CFTC 律师的不当行为予以处罚

美国商品期货交易委员会宣布，美国纽约东区地方法院对纽约居民 Daniel

Winston LaMarco 作出最终判决，判决总额为 3,450,400 美元。

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