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期货和衍生品行业监管动态
financing must be conducted on a DCM. Starting today, we invite all stakeholders to
work with us on providing regulatory clarity on how to list spot crypto asset contracts
on a DCM using our existing authority, as I have previously proposed since 2022.
Together, we will make America the crypto capital of the world.”
The CFTC invites all interested stakeholders to submit feedback and suggestions
on listing spot crypto asset contracts on a DCM, including section 2(c)(2)(D) of the
Commodity Exchange Act, Part 40 of CFTC regulations, and whether there are any
implications under the securities laws or regulations with respect to an SEC
framework for trading of non-security assets that are part of an investment contract.
Members of the public may provide written input by August 18 by submitting a
comment on the CFTC website. Submissions will be published on CFTC.gov. For
more information, see How to Submit a Comment.
https://www.cftc.gov/PressRoom/PressReleases/9105-25
6. 美国商品期货交易委员会工作人员发布关于事件合约的不行动函（2025 年 8
月 7 日）
美国商品期货交易委员会（CFTC）市场监管部、清算与风险部宣布，应指
定合约市场 Railbird Exchange, LLC 和衍生品清算机构 QC Clearing LLC 的请求，
两部门决定对涉及事件合约的互换交易数据报告和记录保存规定的事项采取不
行动立场。
根据该不行动函，两部门将不会建议 CFTC 对上述任一实体或其参与者因未
遵守特定互换交易记录保存的规定，或未将依据 Railbird 规则执行或受其规则约
束、并通过 QC Clearing 清算的二元期权交易及可变赔付合约交易数据报告至互
换交易报告库的行为采取执法措施。
该不行动函仅适用于极为少数的情形，并且其性质类似于针对其他处于相似
7
