Page 26 - 期货和衍生品行业监管动态（2025年7月）

期货和衍生品行业监管动态

help the export of UK financial services and attract more inward investment

to our shores.

Work is well underway delivering other growth initiatives, such as supporting

capital markets by making changes to prospectus rules and getting rid of unnecessary

data reporting to ease the regulatory burden for firms. The FCA is also simplifying

and consolidating capital rules for investment firms, which would cut the volume of

legal text by 70%.

These new initiatives build on landmark changes made to the listings regime last

year, which has enabled 23 significant transactions to pass more easily, improving the

efficiency of markets.

In the most recent Global Financial Centres IndexLink is external London has

retained its position as the second highest rated financial centre and has narrowed the

gap to New York. London also now ranks first worldwide in the banking sector

compared to last year’s third place.

The FCA will publish its Secondary International Competitiveness and Growth

Objective (SICGO) report on Thursday 10 July, highlighting the progress made on its

work to support growth.

https://www.fca.org.uk/news/press-releases/fca-modernise-rules-unlock-investment

10. 英国金融行为监管局和英国审慎监管局削减过于繁杂的高级管理人员制度

以助力增长（2025 年 7 月 15 日）

在第一阶段的改革中，英国金融行为监管局（FCA）和审慎监管局（PRA）

提议精简高级管理人员及认证制度（Senior Managers & Certification Regime,

SM&CR）。

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