Page 24 - 期货和衍生品行业监管动态（2025年7月）

期货和衍生品行业监管动态

出口及就业，同时维持监管标准（仅过去一年，已通过预审会议支持了

80 家企业）。

 推广英国优势：在美国和亚太地区设立办事机构，促进英国金融服务出

口并吸引更多外来投资。

其他增长举措正在积极推进中，例如修订招股说明书规则支持资本市场发展，

取消不必要的数据报送以减轻企业监管负担。FCA 同时简化整合投资公司资本

规则，预计将缩减 70%的法律文本体量。

这些新举措建立在去年上市制度里程碑式改革基础上——该改革已促成 23

笔重大交易更顺畅完成，显著提升市场效率。

最新全球金融中心指数显示，伦敦保持全球第二大金融中心地位，与纽约的

差距正在缩小；其银行业排名从去年全球第三跃居首位。

FCA 将于 7 月 10 日（星期四）发布第二国际竞争力与增长目标（Secondary

International Competitiveness and Growth Objective, SICGO）报告，重点阐述支持

经济增长的工作进展。

FCA to Modernise Rules to Unlock Investment (2025/7/10)

The FCA is planning to review its client categorisation rules to unlock more

opportunities for wealthy investors and support capital markets, driving

economic growth.

The reform will build on 10 initiatives the FCA has already delivered since

January to support growth, with around 50 to be completed by the end of the year.

Client categorisation rules protect retail clients investing in capital markets,

without imposing undue restrictions on professional clients. Reviewing the rules will

ensure that expectations remain proportionate when dealing with wealthy or very

experienced investors. This will give confidence to firms and support investment in

capital markets, boosting the competitiveness of financial services.

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