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期货和衍生品行业监管动态

familiar with the advances of AI technology. The fraudsters also are using AI to forge

government or financial documents. An FBI public service announcement also warns

the public about how criminals are using AI to commit fraud and how the technology

is being used in relationship investment scams.

“Fraudsters can use new technologies to mask their identities, not only in still

photographs, say, in social media profiles, but also in video chats that alter their facial

features and voices to match,” said OCEO Director Melanie Devoe. “Identifying real

from fake can be difficult. The best defense is to never give money to people you only

meet online.”

The advisory provides specific actions people should take to protect themselves,

including strengthening social media account privacy settings and keeping personal or

sensitive information private, especially from people they only know online or callers

using phone numbers they don’t recognize.

https://www.cftc.gov/PressRoom/PressReleases/9056-25

7. 美国商品期货交易委员会工作人员就日本非银行互换交易商的财务报告要

求发布解释（2025 年 3 月 20 日）

美国商品期货交易委员会（CFTC）市场参与者部发布文件:受日本金融厅监

管的非银行互换交易商（日本非银行互换交易商）的财务报告义务的解释。

2024 年 7 月 18 日，CFTC 发布了可比性认定及相关可比性行政令，在满足

行政令特定条件的情况下，同意对日本非银行互换交易商采用满足 CFTC 资本与

财务报告要求的替代性合规（日本可比性行政令）。日本可比性行政令中的条件

之一，即第 9 条，要求每家日本非银行互换交易商向 CFTC 和美国期货业协会

（NFA）提交其母国监管机构年度业务报告的副本。

工作人员解释明确指出，日本非银行互换交易商可以通过向 CFTC 和 NFA

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