Page 27 - 期货和衍生品行业监管动态（2025年3月刊）

期货和衍生品行业监管动态

IOSCO 金融科技工作组主席、新加坡金融管理局助理局长 Tuang Lee Lim 补

充道：“IOSCO 的下一步将酌情考虑开发更多工具、建议或考量因素，以协助

成员应对金融产品和服务中 AI 技术使用所引发的问题、风险和挑战。”

IOSCO 将继续在金融领域 AI 发展方面发挥协调作用，并与金融稳定理事会

（FSB）等其他相关国际组织保持合作。

IOSCO 邀请各方于 2025 年 4 月 11 日前将关于本报告的所有意见提交至

AIWGConsultation@iosco.org。

IOSCO Publishes New Consultation Report on Artificial Intelligence in Capital

Markets: Use Cases, Risks, and Challenges (2025/3/12)

Identifies five key findings following engagement with IOSCO members and

stakeholders and invites further feedback

IOSCO is pleased to announce the publication of a new substantive report that

addresses the rise of Artificial Intelligence (AI) use in capital markets and its impact

on investors globally.

While the use of AI technologies in capital markets is not a new phenomenon, AI

technologies have recently experienced significant innovations, investment, and
interest, for which generative AI is a key gamechanger. As market participants explore

and test new possibilities, and as AI technologies continue to advance, the range of AI

uses in capital markets will continue to expand.

Artificial Intelligence in Capital Markets: Use Cases, Risks, and Challenges

was developed by IOSCO’s Fintech Task Force (FTF) to create a shared

understanding among IOSCO members of the issues, risks, and challenges that

emerging AI technologies used in financial products and services may pose to investor

protection, market integrity, and financial stability, and to assist IOSCO members as

they consider regulatory responses.

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