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期货和衍生品行业监管动态




                   机遇与挑战、成本与收益的反馈。


                        下一步


                        ESMA 将与调查受访者及其他受邀利益相关方举办后续研讨会，进一步讨论

                   调查结果并探讨未来可能采取的行动。


                   ESMA Publishes the Results of The Survey on Legal Entities Identifiers

                   (2025/2/3)


                        The European Securities and Markets Authority (ESMA), the EU’s financial

                   markets regulator and supervisor, today published the results of the survey conducted

                   last October on legal entities identifiers.


                        The survey gathered evidence on the impacts of including alternatives for

                   reporting, disclosure or record keeping requirements.


                        The results show:



                          strong engagement of the industry on the topic (136 respondents),


                          very high costs associated with gearing the reporting systems of financial
                           firms towards additional identifiers (on average 360k Euros per firm and with


                           a median of 40k Euros),


                          an overwhelming preference for the Legal Entity Identifier (LEI) as the legal

                           entity identifier for reporting (86% of respondents), and


                          pan-EU associations making constructive suggestions to improve EUID

                           automation and its interoperability with LEI to reduce the burden and avoid

                           duplications.


                        The full results can be found here while detailed results from consenting

                   respondents can be found here.


                        This publication aligns with ESMA’s Data Strategy 2023-2028 by focusing on




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