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期货和衍生品行业监管动态




                   consistency of data standards across the various reporting frameworks. The approach

                   aims to promote cost-efficient reporting and to explore, with the relevant stakeholders,

                   opportunities to reduce the reporting burden.


                        Background


                        The ESMA survey on legal entity identifiers was launched on 18 October 2024,

                   following the publication of the ESAs opinion on identification of ICT third party

                   providers in DORA. The objective of the survey was to collect feedback from market

                   participants on the opportunities and challenges, costs and benefits, of using different

                   identifiers (other than the LEI) in future financial reporting more broadly.


                        Next steps


                        ESMA will organise a follow up workshop with the respondents to the survey

                   and other invited stakeholders to further socialise the results and discuss possible

                   future actions.


                   https://www.esma.europa.eu/press-news/esma-news/esma-publishes-results-survey-le

                   gal-entities-identifiers







                   10. 欧盟证券与市场管理局助力简化流程与减轻负担（2025 年 2 月 7 日）



                        欧盟证券与市场管理局（ESMA，欧盟证券市场的监管者）将支持欧盟委员

                   会简化金融行业报告流程、减轻报告负担的目标。


                        2024 年 12 月，ESMA 监管委员会讨论了如何在确保金融稳定、市场有序和

                   投资者保护等主要目标的前提下，为高效简化流程和减轻负担行动做出最佳贡献。


                        ESMA 主席 Verena Ross 表示：


                        “在 ESMA，我们的目标是在简化监管框架和减少不必要的报告负担方面发

                   挥作用。这项工作不应被视为放松监管，而是要避免重复并精简市场参与者的部




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