Page 8 - 期货和衍生品行业监管动态（2023年11月刊）
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期货和衍生品行业监管动态
European Supervisory Authorities Publish Joint Criteria on the Independence of
Supervisory Authorities (2023/10/25) ................................................................................. 26
12.欧盟监管当局联合上诉委员会暂缓执行欧盟证券与市场管理局有关撤销迪拜
商品清算公司作为第一层级第三国中央对手方的认可决定（2023 年 10 月 25 日） ... 28
ESA’s Joint Board of Appeal Suspends the Decision by the European Securities and
Markets Authority to Withdraw the Recognition Decision of Dubai Commodities
Clearing Corporation as A Tier 1 Third-country Central Counterparty (2023/10/25) .. 28
13.欧盟证券与市场管理局将网络风险列为新的欧盟战略性监管重点事项（2023 年
11 月 9 日） ........................................................................................................................... 29
ESMA to Put Cyber Risk as a New Union Strategic Supervisory Priority (2023/11/9)
............................................................................................................................................... 30
14.欧盟证券与市场管理局和欧盟中央对手方参与全球演习（2023 年 11 月 13 日）
............................................................................................................................................... 32
ESMA And EU CCps Participate in a Global Fire-drill (2023/11/13) ...................... 32
15.欧盟监管当局发布关于外部信用评估机构评级对应关系的修订技术标准（2023
年 11 月 13 日） .................................................................................................................... 33
ESAs Publish Amended Technical Standards on the Mapping of External Credit
Assessment Institutions (2023/11/13) .................................................................................. 34
境外资讯——英国 ................................................................................................................. 37
16.英格兰银行与英国金融行为监管局关于市场基础设施监管谅解备忘录的最新
进展（2023 年 11 月 24 日） ............................................................................................... 37
Update on the Bank of England and FCA Memorandum of Understanding for
Supervision of Market Infrastructure (2023/11/24) .......................................................... 37
境外资讯——新加坡 ............................................................................................................. 39
