Page 8 - 期货和衍生品行业监管动态（2023年8月刊）

期货和衍生品行业监管动态

2. 中国证监会发布《期货公司监管数据采集规范 第 1 部分：基本信息和经纪业

务》（2023 年 8 月 4 日） ................................................................................................... 28

China Securities Regulatory Commission Releases the Specification for supervision

data acquisition of futures companies— Part 1: General information and brokerage

(2023/8/4) ............................................................................................................................... 28

3. 中国证监会同意上海出口集装箱结算运价指数（欧洲航线）期货注册并确定为

境内特定品种（2023 年 8 月 11 日） ................................................................................. 29

China Securities Regulatory Commission Agrees to Register INE Containerized

Freight Index (Europe Service) Futures and Designate it as the Specified Domestic

Futures Product (2023/8/11) ................................................................................................ 29

4. 中国证监会同意烧碱、对二甲苯期货及期权注册（2023 年 8 月 25 日） ....... 30

China Securities Regulatory Commission Agrees to Register Caustic Soda and

Paraxylene Futures and Options (2023/8/25) .................................................................... 30

 交易所 Exchange .......................................................................................................... 30

5. 上海期货交易所发布《上海期货交易所结算细则》（2023 年 7 月 31 日） ... 30

Shanghai Futures Exchange Issues the Clearing Rules of the Shanghai Futures

Exchange (2023/7/31) ........................................................................................................... 30

6. 上海期货交易所发布《上海期货交易所交割细则》（2023 年 7 月 31 日） ... 31

Shanghai Futures Exchange Issues the Delivery Rules of the Shanghai Futures

Exchange (2023/7/31) ........................................................................................................... 31

7. 上海期货交易所发布《上海期货交易所风险控制管理办法》（2023 年 7 月 31

日） ....................................................................................................................................... 31

Shanghai Futures Exchange Issues the Risk Management Rules of the Shanghai

Futures Exchange (2023/7/31) ............................................................................................. 31

3