Page 7 - 期货和衍生品行业监管动态（2023年8月刊）

期货和衍生品行业监管动态

Written Reply to Parliamentary Question on Impact of Artificial Intelligence on

Trading Platforms in Financial Markets (2023/8/2) ......................................................... 15

6. 针对议会问询关于金融产品的不良营销策略对欠缺金融知识消费者的影响及

其可用的救济手段的口头回复（2023 年 8 月 3 日） ....................................................... 16

Oral Reply to Parliamentary Question on Impact of Undesirable Marketing

Tactics for Financial Products on Less Financially Literate Consumers and Recourse

Available (2023/8/3) ............................................................................................................. 17

境外资讯——中国香港 ...................................................................................................... 19

7. 香港证券及期货事务监察委员会就修订《证券及期货条例》内与执法相关的条

文发表征求意见反馈总结（2023 年 8 月 8 日）............................................................... 19

SFC Concludes Consultation on Amendments to Enforcement-Related Provisions

of The Securities And Futures Ordinance (2023/8/8) ....................................................... 19

8. 香港证券及期货事务监察委员会发表季度报告（2023 年 8 月 23 日）........... 20

SFC Issues Quarterly Report (2023/8/23) ................................................................. 22

9. 香港证券及期货事务监察委员会就期货交易活动的风险管理指引发表征求意

见反馈总结（2023 年 8 月 25 日）..................................................................................... 25

SFC Concludes Consultation on Risk Management Guidelines for Futures Dealing

Activities (2023/8/25) ............................................................................................................ 26

境内资讯 .............................................................................................................................. 28

 法律与监管 Laws and Regulations ............................................................................. 28

1. 中国证监会发布《期货市场持仓管理暂行规定》（2023 年 7 月 31 日） ....... 28

China Securities Regulatory Commission Releases the Interim Provisions on

Position Management of Futures Market (2023/7/31) ........................................................ 28

2