Page 699 - 《期货和衍生品行业监管动态》（2022年合集）

期货和衍生品行业监管动态

平行刑事/民事诉讼

在另一项平行、单独的诉讼中，美国纽约南区检察官于 2022 年 12 月 13 日

公布了一份起诉状，指控 Bankman-Fried 涉嫌电信欺诈、商品欺诈、证券欺诈和

洗钱。此外，在 2022 年 12 月 13 日，美国证券交易委员会指控 Bankman-Fried

涉嫌证券欺诈罪。

CFTC Charges Sam Bankman-Fried, FTX Trading and Alameda with Fraud

and Material Misrepresentations (2022/12/13)

The Commodity Futures Trading Commission today announced the filing of

a complaint in the U.S. District Court for the Southern District of New York

against Samuel Bankman-Fried, FTX Trading Ltd. d/b/a FTX.com (FTX),
and Alameda Research LLC (Alameda). The complaint charges all three defendants

with fraud and material misrepresentations in connection with the sale of digital
commodities in interstate commerce. Further, the complaint asserts that defendants’

actions caused the loss of over $8 billion in FTX customer deposits.

“Digital commodity asset markets continue to present risks for investors due to

the lack of basic protections,” said CFTC Chairman Rostin Behnam. “The CFTC

continues to be fully committed to using all available enforcement tools and

authorities to protect investors and root out those who seek to profit through fraud and

misappropriation.”

“As defendants touted and marketed FTX.com as a model digital commodity

asset platform, defendants were committing fraud to the detriment of US investors

and to the credibility of the digital asset markets,” said CFTC Acting Director of

Enforcement Gretchen Lowe. “We will work tirelessly to use the full scope of our
enforcement authority to hold such fraudsters accountable.”

Case Background

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