Page 368 - 《期货和衍生品行业监管动态》（2022年合集）

期货和衍生品行业监管动态

one or more risk management committees (RMCs) and one or more risk advisory
working groups (RWGs). The proposed regulations also prescribe standards

related to the composition, activities, and policies and procedures of RMCs and

RWGs. In the notice of proposed rulemaking, the Commission invites comment

on any aspect of the proposed rules, and also poses questions related to other

topics for the Commission’s consideration and potential use in a future

rulemaking. These questions involve topics such as consulting market

participants prior to DCOs submitting rule changes pursuant to Part 40 of the

Commission’s rules; the ability of RMC members to share information with

others at their employer to obtain additional expert opinions; and governance

related to the introduction of new products.

 Notice of Proposed Order and Request for Comment on an Application

for a Capital Comparability Determination from the Financial Services Agency
of Japan: In response to an application submitted by the Japan Financial Services

Agency (JFSA), the Commission is requesting comment on a proposed

comparability determination that would permit substituted compliance of Japan’s

capital and financial reporting requirements for nonbank swap dealers as

compared to the capital and financial reporting requirements adopted by the

Commission pursuant to Title VII of the Dodd-Frank Wall Street Reform and

Consumer Protection Act. The Commission is inviting public comment on its

analysis and proposed comparability determination order, including its proposed

conditions, as well as on the JFSA Application and relevant Japanese laws.

Both proposals will be available for comment for 60 days post publishing in the

Federal Register.

https://www.cftc.gov/PressRoom/PressReleases/8565-22

3. 美国商品期货交易委员发布客户警示强调客户在进行场外外汇交易前应了解

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