Page 323 - 《期货和衍生品行业监管动态》（2022年合集）

期货和衍生品行业监管动态

National Competent Authorities and EU authorities. ESMA will do its utmost to
expedite the process.

Refusal of Recognition

For TC-CCPs which are established in jurisdictions for which the EC did not

adopt equivalence decisions by 28 June 2022, i.e. Argentina, Colombia, Russia,

Taiwan, Thailand and Turkey, ESMA will start the process for refusing recognition

due to the lack of an equivalence decision. However, ESMA is ready to re-assess the

applications should there be new developments regarding the relevant equivalence

decisions during the processing period. Further, should the EC adopt the relevant

equivalence decision in the future, a TC-CCP, whose application was originally

refused, can re-apply for recognition to ESMA.

Until ESMA has taken a decision on granting or refusing a recognition under

EMIR, a TC-CCP, who had applied under the EMIR transition provisions, and
currently provides clearing services in a Member State under national law, may

continue to provide clearing services in that Member State.

The detailed list of recognised TC-CCPs as well as a list of TC-CCPs who have

applied for recognition are published on the ESMA website.

https://www.esma.europa.eu/press-news/esma-news/esma-updates-third-country-ccps

%E2%80%99-applications-recognition

16. 欧洲证券与市场管理局审查《欧盟金融工具市场指引 II》产品管理指南

(2022 年 7 月 8 日)

欧洲证券与市场管理局（ESMA，欧盟证券市场的监管者），正在就审查后

的 MiFID II 产品管理指南征求意见。ESMA 建议根据近期几项监管工作进展，

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