Page 322 - 《期货和衍生品行业监管动态》（2022年合集）
P. 322
期货和衍生品行业监管动态
对于在欧盟委员会于 2022 年 6 月 28 日之前未通过等效性决定的司法管辖区
（即阿根廷，哥伦比亚，俄罗斯，中国台湾，泰国和土耳其）设立的 TC-CCPs，
ESMA 将启动因缺乏等效性决定而拒绝认可的程序。但是，如果在处理期间相关
等效性决定有新进展，ESMA 准备重新评估申请。此外，如果欧盟委员会在将来
通过了相关等效性决定，此前被拒绝认可的 TC-CCPs 可以重新向 ESMA 申请认
可。
在 ESMA 根据 EMIR 作出认可或拒绝认可的决定之前，根据 EMIR 过渡条
款提出申请并且当下已在成员国根据其法律提供清算服务的 TC-CCP，可以继续
在该成员国提供清算服务。
已获认可的 TC-CCPs 详细名单以及申请认可的 TC-CCPs 名单已在 ESMA 官
网公布。
ESMA Updates on Third-country CCPs’ Applications for Recognition (2022/7/8)
The European Securities and Markets Authority (ESMA), the EU’s securities
markets regulator, has announced an update on the way forward for third-country
CCPs (TC-CCPs) whose applications for recognition, under the European Market
Infrastructure Regulation (EMIR), were suspended until 28 June 2022.
Pending Recognition Decisions
As regards TC-CCPs which are established in jurisdictions for which the EC has
recently adopted equivalence decisions, i.e. Chile, China, Indonesia, Israel and
Malaysia, ESMA has started processing their applications for recognition under
Article 25 of EMIR and will adopt decisions granting recognition once the relevant
recognition conditions are met.
The recognition procedure in EMIR includes the signing of an MoU with the
relevant third-country Competent Authorities and the consultation of the relevant EU
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