Page 200 - 《期货和衍生品行业监管动态》(2022年合集)
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期货和衍生品行业监管动态
4. 证监会公布《场外配资典型案例》(2022 年 6 月 8 日)...............................230
China Securities Regulatory Commission Releases the Warning Cases of Trading
Stocks and Futures with Funding by Third Party without Authorization (2022/6/8)...... 230
5. 证监会就《关于修改部分证券期货规章的决定》《关于修改部分证券期货规范
性文件的决定》公开征求意见 (2022 年 6 月 24 日)................................................. 231
China Securities Regulatory Commission Solicits Public Comments on the
Decision to Amend Certain Rules on Securities and Futures and the Decision to Amend
Certain Regulatory Documents on Securities and Futures (2022/6/24)........................... 231
交易所 Exchange..........................................................................................................232
6. 郑州商品交易所关于修订《郑州商品交易所基差贸易业务指引》的公告(2022
年 5 月 23 日)..................................................................................................................... 232
Announcement of the Zhengzhou Commodity Exchange on the Revision of the
Guidelines on Basis Trading Business of the Zhengzhou Commodity Exchange (2022/5/23)
............................................................................................................................................... 232
7. 中国外汇交易中心关于银行间外汇市场新增期权品种的通知(2022 年 5 月 26 日)232
Notice of China Foreign Exchange Trade System on New Options in the
Interbank FX Market(2022/5/26).................................................................................232
8. 大连商品交易所关于修改部分场外业务规则的公告(2022 年 6 月 2 日)...232
Announcement of the Dalian Commodity Exchange on the Modification of Some
Over-the-Counter Business Rules (2022/6/2)....................................................................232
9. 大连商品交易所关于 2022 年 5 月异常和违规交易行为查处情况的通告 (2022
年 6 月 2 日)..........................................................................................................................232
Announcement of the Dalian Commodity Exchange on the Investigation and
Penalties of Abnormal Trading Behaviors and Violations of Relevant Rules in May
2022 (2022/6/2)..................................................................................................................... 233
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