Page 152 - 《期货和衍生品行业监管动态》（2022年合集）

期货和衍生品行业监管动态

The Final Reports also cover Guidelines on the circumstances under which a
CCP is deemed to be failing or likely to fail as well as on the methodology to value

each contract prior to termination.

ESMA’s proposed RTSs and Guidelines provide further details of the CCPRRR

that are aimed at guiding resolution authorities in developing effective resolution

plans. The overarching goal of ESMA’s reports is to contribute to market

preparedness generally and in the unlikely event of a CCP entering into resolution.

The completion of these RTSs and Guidelines is ESMA’s latest output in a series

of publications covering the mandates under CCPRRR.

Next steps

ESMA submitted the Final Reports on RTSs to the European Commission which

now has three months to decide whether to endorse the proposed standards under a
Delegated Regulation.

ESMA will translate these Guidelines into all official languages of the EU,

ESMA aims to ensure the consistent application of the Guidelines by national

competent or resolution authorities and CCPs where applicable.

https://www.esma.europa.eu/press-news/esma-news/esma-publishes-final-reports-ccp

-resolution-regime

9. 欧洲证券与市场管理局发布关于高流动性金融工具的报告（2022 年 5 月 19 日）

欧洲证券与市场管理局（ESMA，欧盟证券市场的监管者）发布了《欧盟市

场基础设施监管条例》（EMIR）下关于中央对手方（CCP）投资政策中高流动

性金融工具的最终报告（FR）。

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