Page 7 - 期货和衍生品行业监管动态（2023年2月）
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期货和衍生品行业监管动态




                        日）......................................................................................................................................... 13


                             CFTC Announces Postponement of Commitments of Traders Report    (2023/2/16)
                        ................................................................................................................................................. 13


                             7. 美国商品期货交易委员会为互换交易的记录保存和报告指定唯一产品识别码

                        （2023 年 2 月 16 日）..........................................................................................................14


                             CFTC Designates Unique Product Identifier for Swaps Recordkeeping and

                        Reporting (2023/2/16)............................................................................................................15


                         境外资讯——英国................................................................................................................16


                             8. 英格兰银行和英国金融行为监管局有关市场基础设施监管谅解备忘录的最新

                        进展（2023 年 2 月 24 日）..................................................................................................16


                             Update on the Bank of England and FCA Memorandum of Understanding for

                        supervision of market infrastructure (2023/2/24).............................................................. 16


                         境外资讯——新加坡........................................................................................................... 17

                             9. 文莱中央银行和新加坡金融管理局深化金融监管合作（2023 年 2 月 3 日）.17


                             Brunei Darussalam Central Bank and Monetary Authority of Singapore Deepen

                        Cooperation in Financial Supervision（2023/2/3）...........................................................17


                             10. 新加坡金融管理局关于打击跨境洗钱问题的书面答复 （2023 年 2 月 23 日）

                        .............................................................................................................................................  18


                             Written Reply to Parliamentary Question on Tackling Cross-border Money

                        Laundering (2023/2/23).........................................................................................................19


                         境外资讯——中国香港....................................................................................................... 21


                             11. 香港证监会谴责金瑞期货（香港）有限公司违反监管规定并处以罚款 480 万

                        元和对其负责人员进行处罚（2023 年 2 月 7 日）........................................................... 21

                             SFC Reprimands and Fines Jinrui Futures (Hong Kong) Limited $4.8 Million and

                        Sanctions Its Responsible Officers for Regulatory Breaches (2023/2/7)..........................22



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