Page 8 - 期货和衍生品行业监管动态（2023年1月）

期货和衍生品行业监管动态

China Securities Regulatory Commission Amends the Measures for the
Administration of Private Equity Asset Management Business of Securities and Futures

Business Institutions and Supporting Rules (2023/1/13)....................................................20

 交易所 Exchange............................................................................................................ 21

5. 大连商品交易所关于修改《大连商品交易所标准仓单交易管理办法（试行）》
的公告（2022 年 12 月 26 日）............................................................................................21

Announcement of Dalian Commodity Exchange on Amending the Measures for

the Administration of Standard Warehouse Receipt Transaction of Dalian Commodity

Exchange (for Trial Implementation) (2022/12/26)............................................................. 21

6. 大连商品交易所关于铁矿石、焦煤、聚氯乙烯期货协议交收有关事项的通知

（2022 年 12 月 29 日）........................................................................................................21

Notice of Dalian Commodity Exchange on Matters Concerning the Delivery

Agreement on Iron Ore, Coking Coal, and PVC Futures (2022/12/29)...........................21

7. 大连商品交易所关于 2022 年 12 月异常和违规交易行为查处情况的通告（2023

年 1 月 4 日）......................................................................................................................... 21

Announcement of Dalian Commodity Exchange on the Investigation and Penalties
of Abnormal Trading Behaviors and Violations for December 2022 (2023/1/4)............21

8. 郑州商品交易所发布 2022 年 12 月自律监管统计信息（2023 年 1 月 4 日）..21

Zhengzhou Commodity Exchange Issues Self-regulatory Statistics for December

2022 (2023/1/4)....................................................................................................................... 21

9. 上海期货交易所关于 2022 年 12 月查处违法违规行为情况的公告（2023 年 1 月

5 日）...................................................................................................................................... 22

Announcement of the Shanghai Futures Exchange on Handling Violations for

December 2022 (2023/1/5).....................................................................................................22

10. 上海国际能源交易中心关于 2022 年 12 月查处违法违规行为情况的公告（2023

年 1 月 5 日）......................................................................................................................... 22

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