Page 7 - 期货和衍生品行业监管动态(2023年1月)
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期货和衍生品行业监管动态
6. 英国金融行为监管局关于商品衍生品交易适用附属活动豁免的进一步更新
(2023 年 1 月 24 日)..........................................................................................................13
Further Update to Ancillary Activities Exemption for Commodity Derivatives
(2023/01/24)............................................................................................................................ 13
7. 五名个人面临共谋实施内幕交易和洗钱的指控(2023 年 1 月 25 日)............15
Five Individuals Face Conspiracy to Insider Deal and Money Laundering Charges
(2023/1/25).............................................................................................................................. 16
境内资讯.................................................................................................................................. 18
法律与监管 Laws and Regulations...............................................................................18
1. 证监会就《股票期权交易管理办法(征求意见稿)》公开征求意见(2022 年
12 月 30 日).......................................................................................................................... 18
China Securities Regulatory Commission Solicits Public Comments on the
Measures for the Administration of Stock Options Trading (Draft for Comments)
(2022/12/30)............................................................................................................................ 18
2. 证监会就《期货市场持仓管理暂行规定(征求意见稿)》公开征求意见(2022
年 12 月 30 日).....................................................................................................................18
China Securities Regulatory Commission Solicits Public Comments on the Interim
Provisions on the Administration of Positions in Futures Market (Draft for Comments)
(2022/12/30)............................................................................................................................ 19
3. 证监会确定菜籽油、菜籽粕、花生期货和期权为境内特定品种(2023 年 1 月 6
日)......................................................................................................................................... 20
China Securities Regulatory Commission Designated Rapeseed Oil, Rapeseed
Meal, Peanut Kernel Futures and Options as Specified Domestic Products
(2023/1/6)................................................................................................................................ 20
4. 证监会修订《证券期货经营机构私募资产管理业务管理办法》及其配套规则
(2023 年 1 月 13 日)..........................................................................................................20
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