Page 6 - 期货和衍生品行业监管动态（2023年1月）

期货和衍生品行业监管动态

目 录 CONTENTS

境外资讯——美国.................................................................................................................... 1

1. 美国商品期货交易委员会指控 Avraham Eisenberg 通过实施操纵和欺骗计划从
数字资产交易所 Mango Markets 挪用超过 1.1 亿美元资金（2023 年 1 月 9 日）........ 1

CFTC Charges Avraham Eisenberg with Manipulative and Deceptive Scheme to

Misappropriate Over $110 Million from Mango Markets, a Digital Asset Exchange

(2023/1/9).................................................................................................................................. 2

2. 美国证券交易委员会提议制定规则以禁止某些证券化活动中的利益冲突（2023

年 1 月 25 日）......................................................................................................................... 4

SEC Proposes Rule to Prohibit Conflicts of Interest in Certain Securitizations

（2023/1/25）...........................................................................................................................4

境外资讯——欧盟.................................................................................................................... 6

3. 欧盟监管机构确立了关于网络安全、骗局和欺诈的金融教育方案的良好实践

（2023 年 1 月 12 日）............................................................................................................6

European Supervisory Authorities Identify Good Practices for Financial

Education Initiatives on Scams, Fraud and Cyber Security (2023/1/12)...........................7

4. 欧盟证券与市场管理局分析市场修正机制对欧盟天然气衍生品市场的初步影
响（2023 年 1 月 23 日）........................................................................................................9

ESMA Analyses Preliminary Effects of Market Correction Mechanism on EU

Natural Gas Derivative Market (2023/1/23)....................................................................... 10

5. 欧盟证券与市场管理局和英国金融行为监管局达成关于认可英国基准管理人

的谅解备忘录（2023 年 1 月 25 日）..................................................................................11

ESMA and the UK FCA Agree MoU on the Recognition of UK Benchmark

Administrators in the EU (2023/1/25)..................................................................................12

境外资讯——英国.................................................................................................................. 13

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