Page 23 - 期货和衍生品行业监管动态（2023年1月）

期货和衍生品行业监管动态

背景：根据欧盟基准条例，当申请欧盟认可的非欧盟基准管理人接受其本国

司法管辖区监管时，ESMA 必须首先与相关非欧盟主管机构签订谅解备忘录，这

是 ESMA 能够向该非欧盟基准管理人授予认可的先决条件。

ESMA and the UK FCA Agree MoU on the Recognition of UK Benchmark

Administrators in the EU (2023/1/25)

The European Securities and Markets Authority (ESMA), the EU’s financial

markets regulator and supervisor, and the UK Financial Conduct Authority (FCA)

have agreed a new Memorandum of Understanding (MoU) regarding cooperation and

the exchange of information with respect to benchmark administrators based in the

UK. The MoU concerns benchmark administrators who seek recognition or are

recognised in the EU.

The new MOU with the UK FCA enables ESMA to start recognising

benchmarks administrators from the UK.

Background: Under the Benchmark Regulation, when a non-EU benchmarks

administrator applying for recognition in the EU is subject to supervision in its home

jurisdiction, ESMA must first establish an MOU with the relevant non-EU authority

as a prerequisite for ESMA to be able to grant recognition to that non-EU

administrator.

https://www.esma.europa.eu/press-news/esma-news/esma-and-uk-fca-agree-mou-reco

gnition-uk-benchmark-administrators-eu

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