Page 34 - 期货和衍生品行业监管动态（2022年6月）

期货和衍生品行业监管动态

calculated (i.e., distinguishing between cleared vs. non-cleared transactions
rather than between ETD and OTC);

 the time that it will take for these changes to be effective; and

 the exceptional circumstances that non-financial counterparties

(NFCs) are facing.

ESMA published a discussion paper on the review of the CTs that ran from 21

November 2021 to 19 January 2022. The feedback received provided valuable input

for changes to EMIR Level 1, recommendations that ESMA sent to the European

Commission (EC) in its high-level response to the Consultation on the targeted review

of the central clearing framework in the EU, and also called for immediate action

regarding challenges faced by NFCs entering into commodity derivatives.

Next steps

ESMA has sent the proposal for amendment of the RTS to the EC. Additionally,

ESMA will continue to periodically review the CTs to ensure they are fit for purpose

and well-calibrated, in particular in the case of material changes in market

circumstances.

https://www.esma.europa.eu/press-news/esma-news/esma-proposes-eur-1-billion-incr

ease-commodity-derivatives-emir-clearing

11. 欧洲证券与市场管理局为监管者就资产管理领域的可持续性风险和披露整合提

供相关指导 （2022 年 6 月 6 日）

欧洲证券与市场管理局（ESMA，欧盟证券市场的监管者）发布了一份监管

简报，以确保整个欧盟（EU）在监管具有可持续性特征的投资基金以及打击投

资基金的“洗绿（greenwashing）”行为方面逐渐趋同。

这项工作通过为各成员国监管机构（NCAs）建立统一的监管标准，将有助

于打击“洗绿”行为，以有效监督具有可持续性特征的投资基金。

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