Page 35 - 期货和衍生品行业监管动态（2022年6月）

期货和衍生品行业监管动态

本简报包括以下方面：

 对基金文件和营销材料的监管指南，以及在基金名称中使用可持
续性相关用语的指导原则；

 对另类投资基金经理（AIFMs）和可转让证券集合投资计划

（UCITS）经理关于可持续性风险整合的统一监管指南。

 今天的简报发布是实施 ESMA 可持续金融路线图行动的一部分，

也就是说通过制定新的监管简报来统一实施适用于资产管理人的新要求。

下一步

ESMA 将通过进一步推动对具有可持续性特征的投资基金的统一监管，与

NCAs 密切合作打击洗绿行为。根据《可持续金融披露规定的监管技术标准》

（SFDR RTS）于 2023 年 1 月 1 日开始实施后的情况，如有必要，ESMA 将更

新监管简报。

11. ESMA Provides Supervisors with Guidance on the Integration of

Sustainability Risks and Disclosures in the Area of Asset Management (2022/6/6)

The European Securities and Markets Authority (ESMA), the EU’s securities

markets regulator, today publishes a Supervisory Briefing to ensure convergence

across the European Union (EU) in the supervision of investment funds with

sustainability features, and in combating greenwashing by investment funds.

This work will help combat greenwashing by establishing common supervisory

criteria for National Competent Authorities (NCAs), to effectively supervise

investment funds with sustainability features.

This briefing covers the following areas:

 Guidance for the supervision of fund documentation and marketing
material, as well as guiding principles on the use of sustainability-related

terms in funds’ names; and

 Guidance for convergent supervision of the integration of

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