Page 16 - 期货和衍生品行业监管动态（2026年2月）

期货和衍生品行业监管动态

supervisory alerts on unauthorised firms and known scams to improve the protection

of clients and investors and fight financial fraud.

3. The Evolution of Public and Private Markets

Capital markets are evolving, with a significant decline in public debt and equity

issuance, and a rise in trading fragmentation and growth in private markets,

introducing new complexities.

Key initiatives in this field include:

 An exploration of the growing interconnectedness between private equity

activities and the audit sector.

 Contribution to the FSB’s deep dive on private credit.

 Research work on the functioning of public markets.

4. Technological transformation

The adoption of Artificial Intelligence (AI), the intersection of digital assets

with traditional finance and the rise of tokenization all present significant

opportunities for financial markets and their investors but they can also present risks.

In 2026, IOSCO will advance its crypto-asset roadmap by finalizing a formal
methodology for crypto and digital assets assessments, initiate regular thematic

reviews, and continue to monitor developments arising from financial technology

adoption.

IOSCO will also develop a supervisory tool kit on AI and guidance for firms on

disclosures and governance in relation to AI and will focus on Supervisory

Technology (SupTech), after the recent creation of a dedicated collaborative forum

for members to share knowledge on how technology and in particular AI-powered

tools can boost the efficiency of supervision and enforcement.

5. Promoting Regulatory Cooperation and Effectiveness

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