Page 15 - 期货和衍生品行业监管动态(2026年2月)
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期货和衍生品行业监管动态
Seeking to address issues related to over-the-counter (OTC) derivatives
reporting fragmentation.
Work on the impact of market microstructures on liquidity and of extended
trading hours on equity trading venues.
Contributing to FSB’s work on issues of non-bank data availability, use
and quality.
Contributing, as necessary, to follow-up work on the issue of leverage in
non-bank financial intermediation (NBFI).
IOSCO will continue to develop work to strengthen the operational resilience
of Financial Market Infrastructures (FMIs) through the Committee on Payments
and Market Infrastructures (CPMI)-IOSCO Operational Resilience Group. This work
both considers whether there are gaps in the effectiveness of FMIs’ management of
third-party risks and how to address potential gaps in FMI’s cyber resilience.
2. Protecting Investors
IOSCO will further strengthen its efforts in investor education by launching its
first TechSprint, in partnership with the UK Financial Conduct Authority’s AI Lab.
This initiative aims to leverage technology to develop educational resources that
empower retail investors to navigate the novel products available to them, understand
the risks and opportunities associated, and identify scams.
IOSCO will also explore these novel products, such as crypto-asset funds,
private credit vehicles and retail-facing derivatives, which offer greater choice to
investors but may also introduce new risks.
IOSCO will continue to engage with platform providers such as social media
companies, search engines and internet providers to advocate for the restriction and
monitoring of harmful or fraudulent content, and to promote the use of I-SCAN – its
Enhanced Investor Alerts Portal. This new system offers a global real-time database of
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