Page 8 - 期货和衍生品行业监管动态（2026年1月）

期货和衍生品行业监管动态

of Housing and Urban-Rural Development, and State Administration for Market

Regulation Jointly Issue the Regulation on Special Preventive Measures for Anti-Money

Laundering (2026/1/16)..........................................................................................................27

 金融监管机构 Financial Regulatory...............................................................................27

2. 中国证监会同意焦煤期权注册（2025 年 12 月 31 日）...................................... 27

China Securities Regulatory Commission Agrees to Register Coking Coal Options

(2025/12/31)............................................................................................................................ 27

3. 中国证监会发布《证券期货市场监督管理措施实施办法》（2025 年 12 月 31 日）

................................................................................................................................................. 28

China Securities Regulatory Commission Issues the Rules for the Implementation
of Regulatory Measures for the Securities and Futures Markets (2025/12/31)..................28

4. 中国证监会发布关于修改《证券期货行政执法当事人承诺制度实施规定》的决

定（2025 年 12 月 31 日）....................................................................................................28

China Securities Regulatory Commission Issues the Decision on Amending the

Provisions on the Implementation of the Party Commitment Regime for Administrative

Enforcement in Securities and Futures (2025/12/31).......................................................... 28

5. 中国证监会发布《证券期货业信息系统密码技术应用指引》《证券期货业信息

系统分类与代码》（2026 年 1 月 9 日）..............................................................................28

China Securities Regulatory Commission Issues the Guidelines for the Application

of Cryptography Technology in Information Systems of Securities and Futures Industry

and Classification and Code of Information Systems for Securities and Futures Industry

(2026/1/9)................................................................................................................................ 28

6. 中国证监会发布《证券期货违法行为“吹哨人”奖励工作规定》（2026 年 1 月 9

日）......................................................................................................................................... 29

China Securities Regulatory Commission Issues the Provisions on Whistleblower

3