Page 7 - 期货和衍生品行业监管动态(2026年1月)
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期货和衍生品行业监管动态
7. 欧盟证券与市场管理局与印度储备银行签署谅解备忘录(2026 年 1 月 27 日)
......................................................................................................................................... 16
ESMA Signs Memorandum of Understanding with the Reserve Bank of India
(2026/1/27).............................................................................................................................. 17
8. 2025 年 12 月欧元计价证券融资及场外衍生品市场授信条件调查报告(2026 年
1 月 28 日)............................................................................................................................ 18
Results of the December 2025 Survey on Credit Terms and Conditions in
Euro-denominated Securities Financing and OTC Derivatives Markets (SESFOD)
(2026/1/28).............................................................................................................................. 20
境外资讯——英国.................................................................................................................. 23
9. 英国与欧盟监管当局签署谅解备忘录加强对关键第三方的监管协作(2026 年 1
月 14 日)............................................................................................................................... 23
UK and EU Regulators Sign Memorandum of Understanding to Strengthen
Oversight of Critical Third Parties (2026/1/14)..................................................................23
中国香港.................................................................................................................................. 25
10. 香港证券及期货事务监察委员会与香港金融管理局就场外衍生工具《结算规
则》下的标准计算期间开展联合咨询(2026 年 1 月 29 日)......................................... 25
SFC and HKMA Jointly Consult on Standard Calculation Periods under OTC
Derivative Clearing Rules (2026/1/29).................................................................................25
境内资讯.................................................................................................................................. 27
中国人民银行 the People’s Bank of China.................................................................... 27
1. 中国人民银行、外交部、公安部、国家安全部、司法部、财政部、住房城乡建
设部、市场监管总局发布《反洗钱特别预防措施管理办法》(2026 年 1 月 16 日)...27
The People’s Bank of China, Ministry of Foreign Affairs, Ministry of Public
Security, Ministry of State Security, Ministry of Justice, Ministry of Finance, Ministry
2

