Page 52 - 期货和衍生品行业监管动态（2025年11月）

期货和衍生品行业监管动态

“交易报告对发现金融犯罪、维护市场稳定至关重要。但我们可以更智慧地

监管——通过简化、明确要求，未来将获得更准确完整的报告。”

“在提升数据质量的同时减轻企业负担是不言而喻的选择。这意味着我们既

能支持行业成长，又能获取更优质的市场信息作为执法依据。”

作为长期改革计划的一部分，FCA 将与英格兰银行及英国财政部协同推进，

消除交易与交易后报告要求中不必要的重复环节。

FCA Transaction Reporting Proposals to Save Firms £100m a Year (2025/11/21)

Over £100m in savings have been set out by the FCA as the regulator proposes to

streamline transaction reporting requirements.

The FCA receives over 7 billion MiFID transaction reports a year used to support

the cleanliness, transparency and resilience of UK markets.

To reduce costs for firms, support growth and improve the quality of data

received, the FCA has proposed:

 Removing foreign exchange derivatives from reporting requirements,
reducing costs for over 400 firms

 Removing reporting requirements for 6 million financial instruments
including equities, bonds and certain derivatives that are only traded on EU

trading venues

 Reducing the period for correcting historic reporting errors from 5 to 3 years,

lowering the number of transaction reports that need to be resubmitted by a

third

Therese Chambers, joint executive director of enforcement and market oversight,

said:

‘Transaction reports are essential, helping us to detect financial crime and

monitor the resilience of our markets. But we can be smarter, and by clarifying and

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