Page 32 - 期货和衍生品行业监管动态(2025年7月)
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期货和衍生品行业监管动态




                        FCA 在批发市场的改革重新平衡了风险,支持新技术和创新,并将其制度

                   从预防性门槛和检查转向透明度和披露。这将赋予公司更大的行动自由,并帮助

                   投资者做出明智的决策。这将确保英国市场在现在和未来都保持世界领先地位。


                        在 FCA 推进雄心勃勃的改革计划的同时,将继续与行业接触,听取反馈并

                   试点新想法。FCA 将在存在分歧的时候,召集各方开会作出困难的决定,并与

                   政府和行业开展合作,以完成这项重要的工作。


                   FCA Statement on Market Reforms and What’s to Come (2025/7/15)


                        We’re making significant reforms to our capital markets, to maintain the UK’s

                   position as one of the most competitive and compelling places to raise capital and

                   invest.


                        Our capital markets power the nation’s economic engine. They are the largest in

                   Europe, while London is the second biggest financial services centre in the world.


                        We have world-leading derivatives, debt issuance, foreign exchange and

                   commodity trading sectors. We are second only to the US in asset management.


                        Those strengths are why the UK is the world’s largest net exporter of financial


                   services.


                        We are in the middle of a programme of significant reforms to our capital

                   markets. This aims to build on strong foundations so we maintain the UK’s position as

                   one of the most competitive and compelling places in the world to raise capital and

                   invest. That is why we have put growth at the heart of our 5-year strategy, setting out

                   a vision for more informed risk taking.


                        Building on strong foundations


                        We have already done a lot.


                        We have made it simpler for companies to list in the UK, supporting growth and

                   creating investment opportunities. By overhauling the prospectus regime and



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