Page 26 - 期货和衍生品行业监管动态（2025年5月刊）

期货和衍生品行业监管动态

measures, ESMA launched this work to assess whether current rules support or hinder

retail investor participation, and to explore if simplifications could help investors

better engage with capital markets without weakening existing protections.

Next steps

Interested parties – including firms, trade associations, and consumer

organisations – are invited to submit their input by 21 July 2025.

Based on the responses, ESMA, together with National Competent Authorities,

will assess whether specific regulatory adjustments or clarifications may be needed to

enhance investor protection and retail engagement in financial markets.

https://www.esma.europa.eu/press-news/esma-news/esma-asks-input-retail-investor-jo

urney

8. 欧盟证券与市场管理局敦促社交媒体公司处理未经许可的金融广告（2025

年 5 月 28 日）

欧盟证券与市场管理局（ESMA，欧盟证券市场的监管者）致函多家社交媒

体及平台公司（X、Meta、TikTok、Alphabet、Telegram、Snap、Amazon、Apple、

Google 和 Reddit），敦促其采取积极主动措施，遏制推广未经许可的金融服务。

针对散户投资者的网络骗局日益蔓延，给投资者自身及社会带来严重风险。

欺诈行为者利用数字平台宣传非法金融服务，这些活动往往误导消费者与缺乏正

当许可的公司接触，导致资金损失及对金融行业信任度的丧失。

此举是对国际证监会组织上周发起的一项举措的补充，突显了与金融不当行

为相关的网络危害具有全球性的特征。

ESMA Urges Social Media Companies to Tackle Unauthorised Financial Ads

(2025/5/28)

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