Page 8 - 期货和衍生品行业监管动态(2025年3月刊)
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期货和衍生品行业监管动态
13. 英国金融行为监管局首次对认可投资交易所采取执法行动并处以罚款(2025
年 3 月 20 日)....................................................................................................................... 31
First FCA Enforcement Action and Fine Against a Recognised Investment
Exchange (2025/3/20).............................................................................................................32
境外资讯——新加坡.............................................................................................................. 35
14. 新加坡金融管理局关于 Chocolate Finance 的声明(2025 年 3 月 12 日).... 35
Comments by the Monetary Authority of Singapore on Chocolate Finance
(2025/3/12).............................................................................................................................. 35
15. 新加坡与越南加强资本市场监管及数字资产监管框架合作(2025 年 3 月 12 日)
................................................................................................................................................. 36
Singapore and Viet Nam Enhance Collaboration in Capital Markets Regulation
and Digital Asset Regulatory Framework (2025/3/12).......................................................36
中国香港.................................................................................................................................. 39
16. 香港证券及期货事务监察委员会暂时吊销一金融影响者的牌照 16 个月(2025
年 3 月 20 日)....................................................................................................................... 39
SFC Suspends Finfluencer for 16 months (2025/3/20)...............................................40
境内资讯.................................................................................................................................. 42
金融监管机构 Financial Regulatory...............................................................................42
1. 中国证监会集中修改、废止部分新《公司法》配套规章、规范性文件(2025 年
3 月 28 日)............................................................................................................................ 42
China Securities Regulatory Commission Revises and Repeals Certain Supporting
Rules and Regulations Related to the New Company Law of the People’s Republic of
China (2025/3/28)...................................................................................................................42
交易所 Exchange.............................................................................................................. 42
2. 大连商品交易所关于 2025 年 2 月异常和违规交易行为查处情况的通告(2025
3