Page 30 - 期货和衍生品行业监管动态（2024年2月）
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期货和衍生品行业监管动态
In this consultation paper, ESMA is seeking input on establishing clear
conditions and criteria for the qualification of crypto-assets as financial instruments.
This initiative, which follow on from previous work by ESMA, is aimed at bridging
the MiCA regulation and the Markets in Financial Instruments Directive II (MiFID II)
and ensuring consistency across the EU.
The proposed guidelines aim at providing NCAs and market participants with
structured but flexible conditions and criteria to determine whether a crypto-asset can
be classified as a financial instrument.
To do so, the draft strikes a balance between providing guidance and avoiding
establishing a one-size-fits-all approach. Once finalised, these guidelines will provide
much-needed clarity and contribute to the global standards in crypto-asset regulation.
Next Steps
The consultation closes on 29 of April 2024. ESMA will consider the feedback it
receives to the consultation in Q2 2024 and expects to publish a final report in Q4
2024.
https://www.esma.europa.eu/press-news/esma-news/esma-consults-reverse-solicitatio
n-and-classification-crypto-assets-financial
8. 欧盟监管当局建议采取措施加强对科技巨头金融服务活动的监管（2024 年 2
月 1 日）
欧盟监管当局（包括欧盟银行业管理局 EBA、欧盟保险和职业养老金管理
局 EIOPA 以及欧盟证券与市场管理局 ESMA，上述统称为欧盟监管当局 ESAs）
发布了一份报告，列出了对欧盟境内科技巨头（BigTech）直接提供金融服务的
清查结果。该报告确定了科技巨头目前根据欧盟许可在欧盟开展的金融服务类型，
19
