Page 52 - 期货和衍生品行业监管动态（2023年11月刊）
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期货和衍生品行业监管动态
境外资讯——英国
16. 英格兰银行与英国金融行为监管局关于市场基础设施监管谅解备忘录的最
新进展（2023 年 11 月 24 日）
英格兰银行和英国金融行为监管局（FCA）在金融市场基础设施（FMIs）
监管方面开展合作。
为了审查提供监管合作框架的《谅解备忘录》（MoU），英格兰银行与 FCA
就金融市场基础设施进行了一次磋商，以审查 2022 年双方在市场基础设施方面
的合作。
监管机构一致认为，总体而言，《谅解备忘录》的合作安排仍然有效，基本
上协调有力且避免了重要方面的重复监管。双方重申了加强国内外合作的承诺。
阅读调查结果。
Update on the Bank of England and FCA Memorandum of Understanding for
Supervision of Market Infrastructure (2023/11/24)
The Bank of England and the FCA co-operate on the supervision of financial
market infrastructures (FMIs).
To review the Memorandum of Understanding (MoU) which provides the
framework for supervisory co-operation the Bank and FCA held a consultation with
FMIs to review their co-operation regarding market infrastructure in 2022.
The authorities concluded that overall the MoU’s arrangements for co-operation
remain effective and that in the main there has been strong co-ordination and material
duplication has been avoided. The authorities re-affirmed their commitment to enhance
co-operation domestically and internationally.
Read the findings
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