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期货和衍生品行业监管动态

CFTC Seeks Public Comment on a Proposal on Investment of Customer Funds

(2023/11/3)

The Commodity Futures Trading Commission today issued, for public comment,

a proposed rule on the Investment of Customer Funds by Futures Commission

Merchants and Derivatives Clearing Organizations.

The proposal would amend the Commission’s regulations governing the

safeguarding and investment by futures commission merchants (FCMs) and derivatives

clearing organizations of funds held for the benefit of customers engaging in futures,

foreign futures, and cleared swaps transactions. The proposed amendments would

specifically revise the list of permitted investments in Regulation 1.25 and introduce

certain related changes and specifications. The proposed amendments would also

eliminate the requirement in the Commission’s regulations that a depository holding

customer funds must provide the Commission with read-only electronic access to such

accounts for the FCM to treat the funds held in the accounts as customer segregated
fund accounts.

The comment period will be open for 75 days after publication on CFTC.gov, with

a closing date of January 17, 2024.

Comments must be in writing and may be submitted electronically through the

CFTC Comments online process.

All comments received will be posted on CFTC.gov.

https://www.cftc.gov/PressRoom/PressReleases/8818-23

7. 美国国债市场监督跨部门工作组发布关于增强国债市场韧性的最新工作报

告（2023 年 11 月 16 日）

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