Page 19 - 期货和衍生品行业监管动态（2023年11月刊）

期货和衍生品行业监管动态

CFTC 主席 Rostin Behnam 称：“这份谅解备忘录巩固了 CFTC 与 AMF 之间

的长期合作关系，体现了跨境关系对确保安全、有韧性和高效市场的重要性。经

外交渠道开展工作、跨司法管辖区进行合作的方式能够确保我们的监管结构有效

解决影响各自市场的问题，并助力全球经济增长。”

AMF 主席 Marie-Anne Barbat-Layani 表示：“双方此次签署的谅解备忘录重

申了 AMF 和 CFTC 长期以来的合作承诺，这将使我们能够加强合作，对协议范

围内的实体进行监管，特别是在投资者保护、维护市场信用和信心以及降低系统

性风险等领域。”

CFTC and French AMF Sign MOU for Supervision of Certain Cross-Border

Firms (2023/10/27)

The Commodity Futures Trading Commission and the French Autorité des

marchés financiers (AMF) have signed a Memorandum of Understanding (MOU)

regarding cooperation and the exchange of information in the supervision and oversight
of certain regulated firms that operate on a cross-border basis in the United States and

in France.

Through the MOU, the CFTC and AMF express their willingness to cooperate in

the interest of fulfilling their respective regulatory mandates in the context of

supervising firms within the scope of the MOU. The MOU establishes a framework for

cooperation, contemplates the sharing of information, and provides procedures for

examinations of French swap dealers currently registered with the CFTC.

“This MOU fortifies the longstanding cooperative relationship between the CFTC

and the AMF, and represents the importance of cross-border relations towards ensuring

safe, resilient, and efficient markets,” said CFTC Chairman Rostin Behnam. “Working

through diplomatic channels and partnering across jurisdictions ensures that our

supervisory structures meaningfully address issues impacting our individual markets

and supports global economic growth.”

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