Page 43 - 期货和衍生品行业监管动态（2023年6月刊）

期货和衍生品行业监管动态

of Hong Kong Limited published a consultation conclusions paper on the new

regime together with related Listing Rules amendments and the regime took

effect in March 2023.

3. To promote the use of RMB in offshore investments and provide broader

choices for investors, the SFC, HKMA and Hong Kong Exchanges and

Clearing Limited formed a working group to prepare a dual-counter model for

Hong Kong-listed securities. Please refer to the “Strategic Priorities” section

of the Annual Report 2022-23.

4. The SFC issued consultation conclusions on the new regime for virtual asset

trading platforms in May 2023 and it came into effect on 1 June 2023.

5. In March 2023, the SFC issued consultation conclusions on proposed

amendments to subsidiary legislation and SFC codes and guidelines to

implement the regime for the new Type 13 regulated activity, which will take

effect in October 2024 after an 18-month transition period.

6. The proposed amendments to the SFO would broaden the scope of some

provisions to expand the basis for the SFC to apply for remedial and other
orders against a regulated person.

7. The Task Force on Climate-Related Financial Disclosures (TCFD) helps

identify the information needed by investors, lenders and insurance

underwriters to appropriately assess and price climate-related risks and

opportunities. Issued in June 2017, the final TCFD Recommendations cover

four core areas: governance, strategy, risk management and metrics and targets.

https://apps.sfc.hk/edistributionWeb/gateway/EN/news-and-

announcements/news/doc?refNo=23PR65

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