Page 14 - 期货和衍生品行业监管动态(2023年6月刊)
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期货和衍生品行业监管动态




                   and  1.11  (collectively,  RMP  Regulations)  applicable  to  swap  dealers  and  futures

                   commission merchants.

                        The ANPRM seeks information and public comment on several areas of the RMP

                   regulations,  including  governance  and  structure,  the  enumerated  risks  RMPs  must

                   monitor and manage, and the specific risk considerations RMPs must take into account.

                   In addition, the ANPRM seeks feedback on how the risk exposure report requirement

                   under the RMP regulations could be improved or modified.


                        The Commission intends to use the information and comments received to inform

                   potential  future  agency  action,  such  as  a  rulemaking,  with  respect  to  the  RMP

                   Regulations.


                   https://www.cftc.gov/PressRoom/PressReleases/8710-23





                   3.  美国商品期货交易委员会核准 Cboe Clear Digital 公司对采用保证金交易的

                   数字资产期货提供清算服务(2023 年 6 月 5 日)

                        美国商品期货交易委员会(CFTC)核准了 Cboe Clear Digital 公司(Cboe Clear)


                   注册令的修订,允许其在符合该注册令规定的条款和条件下,作为《美国商品交
                   易法》(CEA)所规定的衍生品清算机构(DCO)清算更多品。


                        除之前已准许的全额担保期货和互换交易外,修订后的注册令还允许 Cboe

                   Clear 向期货佣金商对采用保证金交易的数字资产期货提供清算服务。


                        Cboe Clear 的母公司,Cboe Digital Exchange 公司,在 CFTC 注册为指定合

                   约市场。


                   CFTC  Approves  Cboe  Clear  Digital,  LLC  to  Clear  Margined  Digital  Asset

                   Futures(2023/6/5)



                        The Commodity Futures Trading Commission today approved an amended order

                   of registration for Cboe Clear Digital, LLC (Cboe Clear) to clear additional products,





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