Page 564 - 《期货和衍生品行业监管动态》（2022年合集）

期货和衍生品行业监管动态

ESMA, the EU’s financial markets regulator and supervisor, to continue to achieve its
mission to enhance investor protection, promote orderly and stable financial markets.”

“The 2023-2028 ESMA Strategy is centred around three priorities and two

thematic drivers. Fostering effectiveness and stability of the EU markets and

enhancing the protection of retail investors, and doing both through strengthened

supervision, are at the core of what ESMA is all about. The key twin drivers of

sustainability and technological and data innovation are also now embedded across all

areas of the organisation.”

Main elements of the Strategy

Fostering effective markets and financial stability – ESMA actively supports the

deepening of European capital markets, ensuring their integrity and making them

more effective. To this end, for the next five years, the Authority will focus on:

ensuring fair, orderly and effective markets, increased transparency (e.g. through
implementing the European Single Access Point) as well as enhancing financial

stability. We will continue developing, maintaining and streamlining the Single

Rulebook and supporting the common EU’s voice in the international regulatory and

supervisory discussions.

Strengthening supervision of EU financial markets – ESMA’s and the national

competent authorities’ (NCAs) activities are complementary and work to strengthen

supervision across the EU single market. In the Strategy, ESMA highlights the

ambition to achieve a common EU supervisory culture, risk prioritisation, and the

convergence of supervision approaches and outcomes.

Enhancing protection of retail investors – ESMA and the NCAs will do all they

can to ensure that investors are effectively protected, with a particular focus on retail

investors. In addition, in the Strategy, we put forward actions related to investor

engagement and effective information and disclosure.

Enabling sustainable finance – By embedding sustainability in all its activities,

ESMA will support the transition to a more sustainable economic and financial

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